Services

SERVICES

Mr. Sinclair offers the following services to his Clients:

Members and Industry Participants Customers and Potential Customers

• Compliance consultation

• Drafting and modifying of customer documents

• Negotiation and Settlements of Customer Complaints

• Defense of NFA Arbitration Claims

• Defense of Exchange Arbitration Claims

• Member to Member Arbitration services

• Assistance with Response to Audit Letters

• Advice and Defense of NFA Disciplinary Matters

• Advice and Defense of CFTC Disciplinary Matters

• Advice and Defense of Exchange Disciplinary Matters

• Guaranteed and Independent IB formation

• CTA formation

• Drafting CTA Disclosure Documents

• Review of promotional material

• Compliant AP Training Course

• Review of Account Opening Documents

• Consulting on the risks and rewards of futures trading

• Assessment of Customer Claims

• Review and analysis of Disclosure Documents

• Training Course on Basic Concepts

▪ Hedge fund creation, consultation and administration